Introduction
Privium Fund Management (HK) Limited is authorised and regulated by the Securities and Futures Commission (SFC) to conduct asset management (Type 9) activities. Privium provides a range of solutions for portfolio management teams, including licensing, fund setup and fund management that enable portfolio managers to focus on their core activity: investing and generating returns for investors.
Investment Management
Privium is the investment manager for:
- Hedge Funds
- Private Equity & Debt Funds
- Venture Capital and Real Estate Funds
- Separately Managed Accounts
As for investment strategy, Privium manages a broad range of strategies including long/short equity, global macro, managed futures, systematic/quantitative, private equity/debt and venture capital.
SFC Licensed Representative (Type 9)
As a Licensed Representative (LR), portfolio managers are licensed through Privium to conduct asset management activity in Hong Kong. LRs have to be full-time employees of Privium. Under Privium’s asset management (Type 9) licence, portfolio managers that are an LR are also allowed to deal in securities (Type 1) and/or advise on securities (Type 4) if this is ancillary to their asset management activity.
Fund Management Services
Privium provides a range of fund management services, which include:
- Fund Structuring – Ensuring that your fund meets the needs of your (target) investors
- Fund Setup – Start-up support related to regulatory approval, selecting and liaising with service providers, and preparing legal documentation
- Fund Management – Activities related to portfolio management, investment oversight, compliance and risk management, communication with services providers, composing of communications and reports, and middle-office operations (not including fund administration)
- Fund Governance – Privium can provide directorship services and AML-related functions to enhance the governance of your fund structure
Compliance & Risk Management Services
Part of our regulatory requirements as investment manager, Privium provides dedicated compliance and risk management services for your fund or investment strategy. These services include:
- Ongoing compliance monitoring
- Providing compliance manual and relevant ancillary compliance policies
- Keeping abreast of regulatory developments and providing relevant regulatory updates
- Active risk monitoring tailored to your fund’s investment strategy with quarterly on-site reviews
Marketing & Distribution
Capitalizing on our extensive, global network of family offices, fund of funds, foundations and private banks, Privium can support you with the marketing and distribution of your fund.
More information:
Evan Chao
Tel: +852 2584 6298
Email: echao@priviumfund.com
